CPE & Events Catalog
Quality Management: My System is Set Up -- Now What?
With the design and implementation of your firm’s system of quality management complete, the firm now focuses on operating, maintaining, and continuously improving that system.
This webcast explores the ongoing post-implementation requirements of SQMS No. 1, including:Understanding engagement performance responsibilities
Performing and documenting monitoring activities
Identifying and evaluating findings and deficiencies
Implementing, evaluating, and tracking remediation
Conducting the required annual evaluation of the system and periodic performance evaluations of those assigned ultimate and operational responsibility for the system
Learn how to keep your firm’s system responsive, current, and effective in maintaining and promoting quality.
This webcast explores the ongoing post-implementation requirements of SQMS No. 1, including:
Learn how to keep your firm’s system responsive, current, and effective in maintaining and promoting quality.
Learning Objectives
- Determine the requirements of SQMS No. 1 that apply to the firm’s fully designed and implemented system of quality management.
- Recall the importance of the monitoring and remediation process and ways to design, perform, and improve through its application.
- Recognize the responsibilities of professional staff for the established system of quality management.
- Compare the application of requirements for sole proprietors and for firms with additional professionals.
Highlights
· Determine the requirements of SQMS No. 1 that apply to the firm’s fully designed and implemented system of quality management.
· Recall the importance of the monitoring and remediation process and ways to design, perform, and improve through its application.
· Recognize the responsibilities of professional staff for the established system of quality management.
· Compare the application of requirements for sole proprietors and for firms with additional professionals.
Event Level: Intermediate
Field of Study: Auditing
Who Should Attend
· Sole proprietors of audit and assurance firms
· Responsible partners and staff at small- and medium-sized audit and assurance firms
Required Knowledge
'- General understanding of the participant’s firm’s system of quality management.
- Familiarity with SQMS No. 1 (QM section 10).
